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Regulation and Compliance – General Introduction for SFC Licensees Hong Kong Simplified Chinese To ensure CPT-compliance

SKU: 15518944974

4.2
USD60.00 USD82.00

Pay in 4 interest-free payments of $15.00 Learn more

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USA
  • USA
  • CAN

Ships within 48 hours · Estimated delivery Jul 28 - Aug 2

Description

To ensure CPT-compliance

this course will enable fund managers to effectively integrate ESG considerations into their investment strategies

and the practical implementation of effective AML/CTF and sanctions programs

The course discusses in depth the implications of not following the guidelines set by the SFC

Regulation and Compliance – General Introduction for SFC Licensees Hong Kong Simplified Chinese To ensure CPT-complianceA general overview of Hong Kong SFCs regulatory environment for employees of firms which are licensed or are going to be licensed. This course is an induction course for new joiners and a refresher course for existing staff. You will earn 1 CPT hour upon completion. After purchasing this course a link will be sent to your email address directing you to the course shortly (should be within an hour). Should you encounter any issues please email

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